YUEN Siu Fung

袁兆豐

CE AFO695Licensed IndividualSFO licence active

YUEN Siu Fung (CE number AFO695) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities

RA 4 Advising on Securities

RA 6 Advising on Corporate Finance

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Representative	Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司

Licence Record (11)

2023-07-24 – present Current

Nomura Asset Management Hong Kong Limited Rep

RA 1 RA 4 RA 9

2022-04-25 – 2022-12-30

Bitfire Asset Management (Hong Kong) Limited Rep

RA 4 RA 9

2016-03-29 – 2018-03-30

Manulife Investment Management (Hong Kong) Limited Rep

RA 1 RA 4

2016-02-16 – 2016-03-04

Formax Asset Management Limited Rep

RA 9

2014-06-20 – 2016-01-31

Natixis Investment Managers Hong Kong Limited RO

RA 1

2013-09-24 – 2014-06-20

Natixis Investment Managers Hong Kong Limited Rep

RA 1

2007-09-13 – 2013-04-12

Man Investments (Hong Kong) Limited Rep

RA 1 RA 4

2006-03-27 – 2007-07-21

UBS Asset Management (Hong Kong) Limited Rep

RA 4 RA 9

2003-08-11 – 2006-03-11

Invesco Asset Management Asia Limited Rep

RA 1 RA 4

2003-08-11 – 2006-03-11

Invesco Hong Kong Limited (trading as Invesco Asia Pacific) Rep

RA 1 RA 4

2003-04-01 – 2003-08-08

Janus Henderson Investors Hong Kong Limited Rep

RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFO695