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Which SFC regulated activities are most common in Hong Kong?

Which SFC regulated activities are most common in Hong Kong?

A breakdown of how many active licensed corporations and individuals hold each of the SFC’s regulated activities (Type 1–13 and the Type 101 virtual-asset licence). Read it as demand and competition per business line.

33,588
Hold Type 1 (securities)
18,015
Hold Type 9 (asset mgmt)

The numbers

CompaniesIndividuals
RA 1 · Securities dealing
1,619
31,969
RA 2 · Futures dealing
323
8,600
RA 4 · Advising on securities
2,319
23,006
RA 5 · Advising on futures
170
1,427
RA 6 · Corporate finance
308
7,930
RA 9 · Asset management
2,496
15,519
RA 3 · Leveraged FX
29
474
RA 7 · Automated trading
41
664
RA 8 · Securities margin financing
4
18
RA 10 · Credit rating
11
318
RA 13 · Depositary services
20
252
RA 101 · Virtual-asset platform
16
133
Source: SFC public register, compiled by SFC Radar. Figures update as the register is re-scraped.

How to use this data

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