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Which SFC regulated activities are most common in Hong Kong?

Which SFC regulated activities are most common in Hong Kong?

A breakdown of how many active licensed corporations and individuals hold each of the SFC’s regulated activities (Type 1–13 and the Type 101 virtual-asset licence). Read it as demand and competition per business line.

34,282
Hold Type 1 (securities)
18,456
Hold Type 9 (asset mgmt)

The numbers

CompaniesIndividuals
RA 1 · Securities dealing
1,626
32,656
RA 2 · Futures dealing
321
8,776
RA 4 · Advising on securities
2,364
23,473
RA 5 · Advising on futures
168
1,466
RA 6 · Corporate finance
305
8,193
RA 9 · Asset management
2,548
15,908
RA 3 · Leveraged FX
28
463
RA 7 · Automated trading
40
677
RA 8 · Securities margin financing
4
17
RA 10 · Credit rating
12
317
RA 13 · Depositary services
21
252
RA 101 · Virtual-asset platform
15
127
Source: SFC public register, compiled by SFC Radar. Figures update as the register is re-scraped.

How to use this data

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