Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
How many regulated activities do SFC licensees hold — specialists or full-service?
The distribution of how many regulated activities each licensee carries, bucketed 1 / 2 / 3 / 4–6 / 7+. It separates single-licence specialists from full-service houses, for both firms and individuals.
2,167
Hold 7+ activities
The numbers
CompaniesIndividuals
1 activities
1,654
39,564
2 activities
1,879
41,709
3 activities
1,161
30,122
4-6 activities
1,075
22,857
7+ activities
25
2,142
Source: SFC public register, compiled by SFC Radar. Figures update as the register is re-scraped.
How to use this data
Positioning — place a firm on the specialist-to-full-service spectrum.
Competitor read — see how broad rivals’ licence stacks are.
Opportunity — broad-licence firms are scarcer and harder to replicate.