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What is the trend of SFC disciplinary actions in Hong Kong?

Name: What is the trend of SFC disciplinary actions in Hong Kong?
Creator: SFC Radar
License: https://www.sfc.hk/

Public disciplinary actions against corporations and individuals per year (the register publishes roughly the last five years). It is the clearest proxy for the SFC’s enforcement climate and the sector’s compliance risk.

Firms ever disciplined

The numbers

Source: SFC public register, compiled by SFC Radar. Figures update as the register is re-scraped.

How to use this data

Compliance risk — read the enforcement intensity of the moment.
Counterparty checks — pair with a firm or person’s own disciplinary record.
Governance — benchmark the sector’s sanction frequency over time.

Browse companies How this data is sourced

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