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DONG Yuling

董玉玲
CE BTW224Licensed IndividualSFO licence active
Official SFC record

DONG Yuling (CE number BTW224) is an individual licensed by the Hong Kong SFC. First licensed on 2023-06-26. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts

Roles & Accreditations (3)

CapacityCompany / Institution
RepresentativeShenwan Hongyuan Futures (H.K.) Limited
申萬宏源期貨(香港)有限公司
RepresentativeShenwan Hongyuan Research (H.K.) Limited
申萬宏源研究(香港)有限公司
RepresentativeShenwan Hongyuan Securities (H.K.) Limited
申萬宏源證券(香港)有限公司

Licence Record (5)

2024-11-18 – present Current
Shenwan Hongyuan Securities (H.K.) Limited Rep
RA 1
2024-11-18 – present Current
Shenwan Hongyuan Futures (H.K.) Limited Rep
RA 2
2024-11-18 – present Current
Shenwan Hongyuan Research (H.K.) Limited Rep
RA 4 RA 5
2023-06-26 – 2024-08-17
Chief Securities Limited Rep
RA 1 RA 4
2023-06-26 – 2024-08-17
Chief Commodities Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BTW224