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CHAN Dominic Leonard

陳文頌
CE BSZ040Licensed IndividualSFO licence active
Official SFC record

CHAN Dominic Leonard (CE number BSZ040) is an individual licensed by the Hong Kong SFC. First licensed on 2022-09-20. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeHSBC Global Asset Management (Hong Kong) Limited
RepresentativeHSBC Investment Funds (Hong Kong) Limited

Licence Record (3)

2025-01-20 – present Current
HSBC Global Asset Management (Hong Kong) Limited Rep
RA 1 RA 4 RA 9
2025-01-20 – present Current
HSBC Investment Funds (Hong Kong) Limited Rep
RA 1 RA 4 RA 9
2022-09-20 – 2024-12-19
UBS Asset Management (Hong Kong) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BSZ040