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LEE Hiu Lam

李曉琳
CE BRU907Licensed IndividualSFO licence active
Official SFC record

LEE Hiu Lam (CE number BRU907) is an individual licensed by the Hong Kong SFC. First licensed on 2021-11-09. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeBaring Asset Management (Asia) Limited
霸菱資產管理(亞洲)有限公司

Licence Record (3)

2023-09-22 – present Current
Baring Asset Management (Asia) Limited Rep
RA 1 RA 4
2021-11-09 – 2023-09-06
Haitong International Investment Managers Limited Rep
RA 1 RA 4 RA 9
2021-11-09 – 2023-09-06
Haitong International Asset Management (HK) Limited Rep
RA 4 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BRU907