Baring Asset Management (Asia) Limited is a Hong Kong SFC licensed corporation (CE number AAJ177). First licensed on 2003-08-28. Its SFC licence is currently active. It is licensed for 5 regulated activities: Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2003-08-29 |
| RA 2 | Dealing in Futures Contracts | 期貨合約交易 | 2015-09-07 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2003-08-28 |
| RA 5 | Advising on Futures Contracts | 就期貨合約提供意見 | 2003-08-28 |
| RA 9 | Asset Management | 提供資產管理 | 2003-08-28 |
| CE No. | Name | Chinese |
|---|---|---|
| AEN139 | CHAN Ivy | 陳亭希 |
| AKN196 | FONG Wai Cheong | 方偉昌 |
| AMR299 | LIM Soo Hai | |
| APW342 | WONG Tsun Yin | 王俊彥 |
| BBB058 | FORSTER Shane Anthony | |
| BBH665 | WU Qin | 武芹 |
| BRK455 | TSE Man Kit | 謝文傑 |
| BTY956 | JAN Eric Cheng-Feng |
| CE No. | Name | Chinese |
|---|---|---|
| AEN139 | CHAN Ivy | 陳亭希 |
| ALN045 | LEUNG Lap Wai | 梁立偉 |
| ALY576 | LAI Ying Xi, Nicola | 賴穎熙 |
| AQI271 | HO Suk Yee | 何淑儀 |
| AQI992 | SHIU Pui Kuen, Vivian | 邵佩娟 |
| AUJ708 | RONG Baiding | 榮白丁 |
| AUZ101 | LIU Danqing | 劉丹青 |
| AWJ024 | LIU Zhaoying | 劉兆熒 |
| AXY953 | LEE Tin Wing | 李天穎 |
| AYI856 | CHUN Chi Tsing | 秦梓澄 |
| BDI855 | KWONG Siu To | 鄺小桃 |
| BDW364 | LO Yim On | 盧艷安 |
| BED007 | SHENG Bo | 盛博 |
| BEX631 | LAM Chi Ho | 林子豪 |
| BFS299 | KHANAPURKAR Kuldeep Vishnukant | |
| BHL123 | JANG Euishik | 張宜植 |
| BIE991 | CHAN Pui Chi | 陳沛芝 |
| BLH268 | TALWAR Karan | |
| BLI775 | DRAKE William Hugh | 杜弘顯 |
| BNH562 | KEUNG Yee Yee Lillian | 姜義義 |
| BNX700 | CHEN Pei-Chi | 陳珮綺 |
| BPQ098 | LAI Ho Ling | 黎可寧 |
| BQK707 | LI Wei Bo | 李伟博 |
| BQO707 | WANG Chu | 王出 |
| BRK455 | TSE Man Kit | 謝文傑 |
| BRO289 | CHEUNG Tsz Ching | 張芷晴 |
| BRU907 | LEE Hiu Lam | 李曉琳 |
| BSD507 | XIAO Chen | 肖琛 |
| BSH971 | JIAN Weiying | 簡偉瑩 |
| BWK970 | VOYLES Ciaran Donal | |
| BWL208 | ZHENG Yawen | 鄭雅文 |
| BWZ165 | WU Huanyan | 吴浣燕 |