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Baring Asset Management (Asia) Limited

霸菱資產管理(亞洲)有限公司
CE AAJ177Licensed Corporation
Date of licence (SFO)
2003-08-28
Register as of
2026-07-21
Last indexed
2026-07-21 21:05 UTC

Baring Asset Management (Asia) Limited is a Hong Kong SFC licensed corporation (CE number AAJ177). First licensed on 2003-08-28. Its SFC licence is currently active. It is licensed for 5 regulated activities: Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).

Regulated Activities

TypeEnglishChineseEffective
RA 1Dealing in Securities證券交易2003-08-29
RA 2Dealing in Futures Contracts期貨合約交易2015-09-07
RA 4Advising on Securities就證券提供意見2003-08-28
RA 5Advising on Futures Contracts就期貨合約提供意見2003-08-28
RA 9Asset Management提供資產管理2003-08-28

Responsible Officers (8)

CE No.NameChinese
AEN139CHAN Ivy陳亭希
AKN196FONG Wai Cheong方偉昌
AMR299LIM Soo Hai
APW342WONG Tsun Yin王俊彥
BBB058FORSTER Shane Anthony
BBH665WU Qin武芹
BRK455TSE Man Kit謝文傑
BTY956JAN Eric Cheng-Feng

Representatives (32)

CE No.NameChinese
AEN139CHAN Ivy陳亭希
ALN045LEUNG Lap Wai梁立偉
ALY576LAI Ying Xi, Nicola賴穎熙
AQI271HO Suk Yee何淑儀
AQI992SHIU Pui Kuen, Vivian邵佩娟
AUJ708RONG Baiding榮白丁
AUZ101LIU Danqing劉丹青
AWJ024LIU Zhaoying劉兆熒
AXY953LEE Tin Wing李天穎
AYI856CHUN Chi Tsing秦梓澄
BDI855KWONG Siu To鄺小桃
BDW364LO Yim On盧艷安
BED007SHENG Bo盛博
BEX631LAM Chi Ho林子豪
BFS299KHANAPURKAR Kuldeep Vishnukant
BHL123JANG Euishik張宜植
BIE991CHAN Pui Chi陳沛芝
BLH268TALWAR Karan
BLI775DRAKE William Hugh杜弘顯
BNH562KEUNG Yee Yee Lillian姜義義
BNX700CHEN Pei-Chi陳珮綺
BPQ098LAI Ho Ling黎可寧
BQK707LI Wei Bo李伟博
BQO707WANG Chu王出
BRK455TSE Man Kit謝文傑
BRO289CHEUNG Tsz Ching張芷晴
BRU907LEE Hiu Lam李曉琳
BSD507XIAO Chen肖琛
BSH971JIAN Weiying簡偉瑩
BWK970VOYLES Ciaran Donal
BWL208ZHENG Yawen鄭雅文
BWZ165WU Huanyan吴浣燕