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LUI Ho Chuen

呂浩存
CE BRB339Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LUI Ho Chuen (CE number BRB339) is an individual licensed by the Hong Kong SFC. First licensed on 2021-07-13. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerMint Capital Limited
RepresentativeMint Capital Limited

Licence Record (7)

2026-06-22 – present Current
Mint Capital Limited Rep
RA 4 RA 9
2025-01-17 – 2026-04-14
First Seafront Asset Management Limited Rep
RA 1 RA 4 RA 9
2024-12-19 – 2025-01-06
Riche Bright Securities Limited Rep
RA 4 RA 9
2024-07-31 – 2024-08-30
CSOP Asset Management Limited Rep
RA 4 RA 9
2021-11-03 – 2024-07-17
Phillip Securities (Hong Kong) Limited Rep
RA 1
2021-10-11 – 2024-07-17
Phillip Capital Management (HK) Limited Rep
RA 9
2021-07-13 – 2021-09-20
NEXTCORE ASSET MANAGEMENT LIMITED Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BRB339