Phillip Capital Management (HK) Limited is a Hong Kong SFC licensed corporation (CE number AEP527). First licensed on 2005-08-22. Its SFC licence is currently active. It is licensed for 2 regulated activities: Type 4 (Advising on securities), Type 9 (Asset management).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 4 | Advising on Securities | 就證券提供意見 | 2005-08-22 |
| RA 9 | Asset Management | 提供資產管理 | 2005-08-22 |
| CE No. | Name | Chinese |
|---|---|---|
| AAG279 | WONG Wai Kit, Louis | 黃瑋傑 |
| ABM528 | LIM Wah Sai | |
| BHM966 | LIM Wen Sheong Linus | |
| BHM968 | LOH Yang Nee |
| CE No. | Name | Chinese |
|---|---|---|
| AAD616 | MA Hung Wah | 馬鴻華 |
| AIJ850 | TAM Wai Lam | 譚偉霖 |
| ALS678 | SHIKITA Yoshikazu | 敷田義和 |
| APR626 | NG Kap Fung, Lewis | 吳甲丰 |
| AVI585 | CHUI Ting On | 徐定安 |
| AYA158 | LEE Wai Kin | 李維健 |
| BQC280 | CHOW Yuen Yun | 周圓潤 |
| BTB558 | KWOK Tsan Tung | 郭燦東 |
| BUF493 | TANG Yuxin | |
| BUG349 | ZHANG Xinyue | 張心悅 |
| BVS681 | XIE Yutong | 謝雨桐 |