Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

TSAO Ching Tsung

曹清宗
CE BQW411Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TSAO Ching Tsung (CE number BQW411) is an individual licensed by the Hong Kong SFC. First licensed on 2021-03-24. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerAmto Capital Management Limited
安拓資本管理有限公司
RepresentativeAmto Capital Management Limited
安拓資本管理有限公司

Licence Record (7)

2026-09-18 – present Current
Amto Capital Management Limited Rep
RA 9
2022-08-01 – 2026-04-25
China Everbright Securities Asset Management Limited RO
RA 1 RA 4 RA 9
2022-08-01 – 2026-04-25
China Everbright Securities (HK) Limited RO
RA 4 RA 9
2022-03-23 – 2026-04-25
China Everbright Securities (HK) Limited Rep
RA 1 RA 4 RA 9
2022-03-23 – 2022-10-13
China Everbright Securities Asset Management Limited Rep
RA 1 RA 4 RA 9
2021-03-24 – 2022-02-09
CMBC Securities Company Limited Rep
RA 1
2021-03-24 – 2022-02-09
CMBC Asset Management Company Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BQW411