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SHENG Jie

圣洁
CE BPV046Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

SHENG Jie (CE number BPV046) is an individual licensed by the Hong Kong SFC. First licensed on 2020-07-07. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerBOCOM International Asset Management Limited
交銀國際資產管理有限公司
Responsible OfficerBOCOM International Securities Limited
交銀國際證券有限公司

Licence Record (4)

2025-06-06 – present Current
BOCOM International Securities Limited RO
RA 1 RA 2 RA 4 RA 5
2024-10-09 – present Current
BOCOM International Asset Management Limited RO
RA 1 RA 4 RA 9
2021-03-31 – 2024-10-09
BOCOM International Asset Management Limited Rep
RA 1 RA 9
2020-07-07 – 2021-04-01
BOCOM International (Asia) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BPV046