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TAM Lok Man

譚樂敏
CE BPV002Licensed IndividualSFO licence active
Official SFC record

TAM Lok Man (CE number BPV002) is an individual licensed by the Hong Kong SFC. First licensed on 2020-07-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeKKR Capital Markets Asia II Limited

Licence Record (3)

2024-11-28 – present Current
KKR Capital Markets Asia II Limited Rep
RA 1 RA 4
2023-06-07 – 2024-09-27
Evercore Asia Limited Rep
RA 1 RA 4
2020-07-27 – 2023-02-20
J.P. Morgan Securities (Far East) Limited Rep
RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BPV002