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Evercore Asia Limited

CE AVT295Licensed Corporation
Date of licence (SFO)
2011-03-04
Register as of
2026-07-21
Last indexed
2026-07-22 13:05 UTC
Official SFC record

Evercore Asia Limited is a Hong Kong SFC licensed corporation (CE number AVT295). First licensed on 2011-03-04. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities

TypeEnglishChineseEffective
RA 1Dealing in Securities證券交易2011-03-04
RA 4Advising on Securities就證券提供意見2018-08-17
RA 6Advising on Corporate Finance就機構融資提供意見2011-03-04

Responsible Officers (7)

CE No.NameChinese
ACR411NG Chi Fai吳梓輝
AOI866LEE Yongseok李容奭
AOL674THOMPSON Marcus David William
BBL649SPIKINS Andrew Charles
BJY196DANG Jimmy Chee Man
BMC891LIU Ye Ting
BPI066CHENG Laurence Man Chiu鄭文昭

Representatives (10)

CE No.NameChinese
AUZ064WONG Hui Yun王惠韵
BBL649SPIKINS Andrew Charles
BQO590SAU Long Sze仇朗思
BQV954WONG Ching-Ching Jane王晴澄
BSE721GUO Zi Jian郭子健
BSX739WONG Wing Man黃泳汶
BVD658LIM Junhee
BVH783WEI Weizhi卫伟志
BVJ902CAVALLERO Francesco
BVT390YEE Pei Ying Jamie余珮瑩

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/corp/AVT295