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HO Shing Sat

何成實
CE BPU221Licensed IndividualSFO licence active
Official SFC record

HO Shing Sat (CE number BPU221) is an individual licensed by the Hong Kong SFC. First licensed on 2020-07-17. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeAscent Capital Advisors Limited

Licence Record (2)

2024-08-19 – present Current
Ascent Capital Advisors Limited Rep
RA 1 RA 4 RA 6
2020-07-17 – 2024-05-15
Capital Global Management Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BPU221