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Ascent Capital Advisors Limited

CE BBR304Licensed Corporation
Date of licence (SFO)
2013-11-08
Register as of
2026-07-21
Last indexed
2026-07-21 18:05 UTC
Official SFC record

Ascent Capital Advisors Limited is a Hong Kong SFC licensed corporation (CE number BBR304). First licensed on 2013-11-08. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities

TypeEnglishChineseEffective
RA 1Dealing in Securities證券交易2013-11-08
RA 4Advising on Securities就證券提供意見2013-11-08
RA 6Advising on Corporate Finance就機構融資提供意見2013-11-08

Responsible Officers (2)

CE No.NameChinese
ANQ288GREENBERG Eric Scott
AZT328LYNCH Fergus Michael

Representatives (1)

CE No.NameChinese
BPU221HO Shing Sat何成實

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/corp/BBR304