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LEE Sing Yu

李星宇
CE BPK686Licensed IndividualSFO licence active
Official SFC record

LEE Sing Yu (CE number BPK686) is an individual licensed by the Hong Kong SFC. First licensed on 2020-02-24. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeChina Asset Management (Hong Kong) Limited
華夏基金(香港)有限公司

Licence Record (4)

2022-06-21 – present Current
China Asset Management (Hong Kong) Limited Rep
RA 1 RA 4 RA 9
2021-12-14 – 2022-06-02
Shanxi Securities International Limited Rep
RA 1
2021-12-14 – 2022-06-02
Shanxi Securities International Futures Limited Rep
RA 2
2020-02-24 – 2022-06-02
Shanxi Securities International Asset Management Limited Rep
RA 4 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BPK686