China Asset Management (Hong Kong) Limited is a Hong Kong SFC licensed corporation (CE number ARS988). First licensed on 2008-12-10. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2011-10-12 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2009-04-03 |
| RA 9 | Asset Management | 提供資產管理 | 2008-12-10 |
| CE No. | Name | Chinese |
|---|---|---|
| AGU654 | LI Fung Ming | 李豐名 |
| AMI240 | GAN Tian | 甘添 |
| AOG070 | LAN Kwok Kin | 藍國堅 |
| AOQ511 | KUNG Wai Ting | 龔偉廷 |
| AUW213 | CAI Yu | 蔡玉 |
| AXF093 | CAI Jing | 蔡靖 |
| BHU201 | GAO Lei | 高磊 |
| BNC933 | HE Rui |
| CE No. | Name | Chinese |
|---|---|---|
| AED278 | KWAN Ka Po | 關嘉寳 |
| ARG408 | FAN Lei | 范磊 |
| AXF093 | CAI Jing | 蔡靖 |
| AXK472 | CHENG Kwong Yin | 鄭廣賢 |
| AXQ715 | CHEN Junwei | 陳俊偉 |
| AXT532 | CAI Xiaoye | 蔡晓曄 |
| BCD863 | ZHANG Fan | 張帆 |
| BGT693 | TSOI San Kit | 蔡新傑 |
| BIH648 | HUANG Shuo | 黃碩 |
| BMD835 | JING Ran | 景然 |
| BNC150 | ZENG Siyu | 曾思雨 |
| BND286 | LIU Jie | 劉洁 |
| BNE847 | LI Si | 李思 |
| BNR831 | CHEN Zhang | 陳彰 |
| BNV728 | ZHANG Jun | 張鈞 |
| BOU388 | REN Jingze | 任鏡澤 |
| BPK686 | LEE Sing Yu | 李星宇 |
| BQH094 | WANG Zhaokai | 王兆凱 |
| BQQ575 | WANG Haili | 王海力 |
| BRQ684 | SONG Kunrong | 宋坤蓉 |
| BRV021 | SHI Zhuojun | 施卓君 |
| BRV436 | YU Menglin | 俞夢琳 |
| BSB887 | YEUNG Chiu Kwong | 楊潮廣 |
| BSH298 | DU Yaqi | 都雅琪 |
| BSQ744 | YANG Lumin | 楊麓民 |
| BTD606 | GUO Siqin | 郭思親 |
| BTH917 | ZANG Kaiyin | 臧凯吟 |
| BTW026 | LIANG Chen | 梁晨 |
| BTW482 | GE Mengyuan | 葛梦源 |
| BUB057 | LUO Binhan | 羅檳瀚 |
| BUB058 | PAN Ruirong | 潘銳榮 |
| BUB951 | QI Longyu | 亓瓏宇 |
| BUF816 | WU Wei | 吳畏 |
| BUI602 | CHEN Sijie | 陈思洁 |
| BUI603 | CHEN Shuhan | 陳姝含 |
| BVC274 | RUAN Yanxin | 阮彦鑫 |
| BVL145 | WANG Weiting | 王薇婷 |
| BVW320 | YANG Yiqing | 楊依青 |
| BVW321 | WANG Xiaoqian | 王晓茜 |
| BVW322 | YE Xinyu | 叶馨雨 |
| BWK036 | CHEN Qidong | 陳祺東 |
| BWM240 | YE Junjie | 叶俊杰 |
| BWR870 | GAO Liangliang | 高靚靚 |
| BWT646 | YI Guangqing | 易广清 |
| BWT647 | GUO Nan | 郭楠 |
| BXA033 | LUO Lin | 羅霖 |
| BXD844 | CHEN Jingjing | 陳晶晶 |
| BXL925 | DENG Ke | 鄧珂 |
| BXL926 | XU Dianqiao | 徐殿喬 |
| BXL927 | NG Don Chun Yu | 吳雋瑜 |
| BXU765 | HE Zhenxing | 賀振興 |
| BXU766 | ZHENG Peng | |
| BYB288 | WAI Cheuk Ying | 韋卓盈 |