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LI Si

李思
CE BNE847Licensed IndividualSFO licence active
Official SFC record

LI Si (CE number BNE847) is an individual licensed by the Hong Kong SFC. First licensed on 2018-07-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeChina Asset Management (Hong Kong) Limited
華夏基金(香港)有限公司

Licence Record (3)

2022-05-10 – present Current
China Asset Management (Hong Kong) Limited Rep
RA 1 RA 4 RA 9
2018-07-18 – 2018-08-10
MIB Securities (Hong Kong) Limited Rep
RA 1
2018-07-18 – 2018-08-10
MIB Futures (Hong Kong) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BNE847