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KWOK Chi Kit

郭子杰
CE BOX405Licensed IndividualSFO licence active
Official SFC record

KWOK Chi Kit (CE number BOX405) is an individual licensed by the Hong Kong SFC. First licensed on 2019-11-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeHang Seng Investment Management Limited
恒生投資管理有限公司

Licence Record (4)

2022-09-23 – present Current
Hang Seng Investment Management Limited Rep
RA 1 RA 4 RA 9
2021-03-11 – 2022-08-19
Manulife Investment Management (Hong Kong) Limited Rep
RA 1 RA 4
2020-10-14 – 2021-02-28
Everbright Securities Investment Services (HK) Limited Rep
RA 1 RA 4
2019-11-04 – 2020-09-02
Principal Asset Management Company (Asia) Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BOX405