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CHAK Wai Nga

翟偉雅
CE BOO797Licensed IndividualSFO licence active
Official SFC record

CHAK Wai Nga (CE number BOO797) is an individual licensed by the Hong Kong SFC. First licensed on 2019-07-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeMetaverse Securities Limited
元宇證券有限公司

Licence Record (5)

2023-05-03 – present Current
Metaverse Securities Limited Rep
RA 1 RA 4 RA 9
2021-05-07 – 2023-03-02
Shenwan Hongyuan Capital (H.K.) Limited Rep
RA 1 RA 6
2021-05-07 – 2023-03-02
Shenwan Hongyuan Securities (H.K.) Limited Rep
RA 1
2019-12-09 – 2021-04-07
Soochow Securities International Capital Limited Rep
RA 6
2019-07-15 – 2021-04-07
Soochow Securities International Brokerage Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BOO797