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WEN Yuxiang

文宇翔
CE BOF947Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WEN Yuxiang (CE number BOF947) is an individual licensed by the Hong Kong SFC. First licensed on 2019-07-02. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerChina Everbright Securities (HK) Limited
中國光大證券(香港)有限公司
Responsible OfficerChina Everbright Securities Asset Management Limited
中國光大證券資產管理有限公司
RepresentativeChina Everbright Securities (HK) Limited
中國光大證券(香港)有限公司

Licence Record (7)

2024-12-18 – present Current
China Everbright Securities Asset Management Limited RO
RA 1 RA 4 RA 9
2024-12-18 – present Current
China Everbright Securities (HK) Limited RO
RA 9
2022-07-27 – present Current
China Everbright Securities (HK) Limited Rep
RA 1 RA 4 RA 9
2022-07-27 – 2024-12-18
China Everbright Securities Asset Management Limited Rep
RA 1 RA 4 RA 9
2020-08-28 – 2022-06-29
CMBC Securities Company Limited Rep
RA 1
2020-07-09 – 2022-06-29
CMBC Asset Management Company Limited Rep
RA 4 RA 9
2019-07-02 – 2020-06-26
Hartford Capital Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BOF947