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HE Xiaoshen

賀晓深
CE BOF577Licensed IndividualSFO licence active
Official SFC record

HE Xiaoshen (CE number BOF577) is an individual licensed by the Hong Kong SFC. First licensed on 2019-04-02. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativePing An Securities (Hong Kong) Company Limited
平安證券（香港）有限公司

Licence Record (8)

2025-11-25 – present Current
Ping An Securities (Hong Kong) Company Limited Rep
RA 1 RA 4
2024-06-21 – 2024-10-22
Futu Securities International (Hong Kong) Limited Rep
RA 1 RA 2 RA 4 RA 5
2023-01-16 – 2024-05-15
China Industrial Securities International Brokerage Limited Rep
RA 1
2023-01-16 – 2024-05-15
China Industrial Securities International Futures Limited Rep
RA 2
2021-12-29 – 2022-04-08
China Merchants Securities (HK) Co., Limited Rep
RA 1
2021-12-29 – 2022-04-08
China Merchants Futures (HK) Co., Limited Rep
RA 2
2019-04-02 – 2021-12-11
Shanxi Securities International Limited Rep
RA 1
2019-04-02 – 2021-12-11
Shanxi Securities International Futures Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BOF577