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WU You

吳囿
CE BOC281Licensed IndividualSFO licence active
Official SFC record

WU You (CE number BOC281) is an individual licensed by the Hong Kong SFC. First licensed on 2019-03-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 5 (Advising on futures), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeMerrill Lynch (Asia Pacific) Limited
RepresentativeMerrill Lynch Far East Limited

Licence Record (5)

2026-01-12 – present Current
Merrill Lynch (Asia Pacific) Limited Rep
RA 1
2026-01-12 – present Current
Merrill Lynch Far East Limited Rep
RA 1 RA 2
2024-11-22 – 2025-08-05
ExodusPoint Capital Management Hong Kong, Limited Rep
RA 9
2022-05-03 – 2024-10-25
J.P. Morgan Broking (Hong Kong) Limited Rep
RA 2 RA 5
2019-03-01 – 2022-03-31
Nomura International (Hong Kong) Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BOC281