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YAO Chunguan

姚春觀
CE BOB129Licensed IndividualSFO licence active
Official SFC record

YAO Chunguan (CE number BOB129) is an individual licensed by the Hong Kong SFC. First licensed on 2019-02-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeShenwan Hongyuan Futures (H.K.) Limited
申萬宏源期貨(香港)有限公司
RepresentativeShenwan Hongyuan Securities (H.K.) Limited
申萬宏源證券(香港)有限公司

Licence Record (5)

2022-11-04 – present Current
Shenwan Hongyuan Securities (H.K.) Limited Rep
RA 1
2022-11-04 – present Current
Shenwan Hongyuan Futures (H.K.) Limited Rep
RA 2
2022-11-04 – 2023-05-15
Shenwan Hongyuan Research (H.K.) Limited Rep
RA 4
2019-02-01 – 2022-10-13
CITIC Securities Brokerage (HK) Limited Rep
RA 1 RA 4
2019-02-01 – 2022-10-13
CITIC Securities Futures (HK) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BOB129