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XIA Yicong

夏弈聰
CE BOA579Licensed IndividualSFO licence active
Official SFC record

XIA Yicong (CE number BOA579) is an individual licensed by the Hong Kong SFC. First licensed on 2019-01-14. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeDaiwa Capital Markets Hong Kong Limited
大和資本市場香港有限公司

Licence Record (4)

2026-06-17 – present Current
Daiwa Capital Markets Hong Kong Limited Rep
RA 4
2025-07-09 – 2026-02-12
Morgan Stanley Hong Kong Securities Limited Rep
RA 2
2021-06-17 – 2026-02-12
Morgan Stanley Asia Limited Rep
RA 1 RA 4
2019-01-14 – 2021-03-19
CLSA Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BOA579