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LEE Xiao Qin Ervin

李孝勤
CE BNR822Licensed IndividualSFO licence active
Official SFC record

LEE Xiao Qin Ervin (CE number BNR822) is an individual licensed by the Hong Kong SFC. First licensed on 2018-10-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeKB Securities Hong Kong Limited
國民證券香港有限公司

Licence Record (4)

2022-07-27 – 2022-12-20
Guotai Junan Capital Limited Rep
RA 6
2020-02-10 – 2022-12-20
Guotai Junan Securities (Hong Kong) Limited Rep
RA 1 RA 4
2019-01-17 – 2019-10-31
China International Capital Corporation Hong Kong Securities Limited RO
RA 1 RA 4 RA 6
2018-10-22 – 2019-01-17
China International Capital Corporation Hong Kong Securities Limited Rep
RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BNR822