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WONG Si Si, Connie

王思思
CE BIZ557Licensed IndividualSFO licence active
Official SFC record

WONG Si Si, Connie (CE number BIZ557) is an individual licensed by the Hong Kong SFC. First licensed on 2017-02-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeGF Capital (Hong Kong) Limited
廣發融資(香港)有限公司
RepresentativeGF Securities (Hong Kong) Brokerage Limited
廣發証券(香港)經紀有限公司

Licence Record (6)

2022-08-18 – present Current
GF Securities (Hong Kong) Brokerage Limited Rep
RA 1
2022-08-18 – present Current
GF Capital (Hong Kong) Limited Rep
RA 6
2021-03-02 – 2022-01-13
Guosen Securities (HK) Brokerage Company, Limited Rep
RA 1 RA 4
2019-08-16 – 2022-06-07
Guosen Securities (HK) Capital Company Limited Rep
RA 1 RA 6
2019-03-08 – 2019-06-22
Founder Securities (Hong Kong) Limited Rep
RA 1
2017-02-01 – 2019-02-10
Zhongtai International Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BIZ557