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ZHAO Shuqin

趙書琴
CE BIW564Licensed IndividualSFO licence active
Official SFC record

ZHAO Shuqin (CE number BIW564) is an individual licensed by the Hong Kong SFC. First licensed on 2017-02-02. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativePictet Asset Management (Hong Kong) Limited
瑞士百達資產管理(香港)有限公司

Licence Record (3)

2019-10-09 – present Current
Pictet Asset Management (Hong Kong) Limited Rep
RA 1 RA 4
2019-09-25 – 2019-09-27
AllianceBernstein Hong Kong Limited Rep
RA 1
2017-02-02 – 2019-08-30
TCW Asia Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BIW564