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SU Tingjuan

蘇婷娟
CE BIE113Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

SU Tingjuan (CE number BIE113) is an individual licensed by the Hong Kong SFC. First licensed on 2016-09-12. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerGF Securities (Hong Kong) Brokerage Limited
廣發証券(香港)經紀有限公司
RepresentativeGF Securities (Hong Kong) Brokerage Limited
廣發証券(香港)經紀有限公司

Licence Record (8)

2025-07-11 – present Current
GF Securities (Hong Kong) Brokerage Limited RO
RA 1
2025-02-28 – present Current
GF Securities (Hong Kong) Brokerage Limited Rep
RA 1 RA 4
2024-08-19 – 2025-02-14
CCB International Securities Limited RO
RA 1 RA 4
2024-03-28 – 2024-08-19
CCB International Securities Limited Rep
RA 1 RA 4
2020-05-22 – 2024-01-30
Haitong International Securities Company Limited Rep
RA 1 RA 4
2019-06-05 – 2020-04-29
TFI Securities and Futures Limited Rep
RA 1
2018-05-25 – 2020-04-29
TFI Asset Management Limited Rep
RA 4
2016-09-12 – 2018-04-22
China Merchants Securities (HK) Co., Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BIE113