ZHENG Shaoting

鄭少婷

CE BGQ568Licensed IndividualResponsible OfficerSFO licence active

ZHENG Shaoting (CE number BGQ568) is an individual licensed by the Hong Kong SFC. First licensed on 2016-01-08. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Responsible Officer	Zhongtai International Financial Products Limited 中泰國際金融產品有限公司

Licence Record (11)

2024-07-25 – present Current

Zhongtai International Financial Products Limited RO

RA 1

2021-08-02 – 2024-07-25

Zhongtai International Financial Products Limited Rep

RA 1

2020-05-20 – 2021-02-19

Guosen Securities (HK) Brokerage Company, Limited Rep

RA 1 RA 4

2019-06-18 – 2020-04-30

Guosen Securities (HK) Asset Management Company Limited Rep

RA 1 RA 4 RA 9

2018-01-16 – 2019-05-22

Ping An Securities (Hong Kong) Holdings Company Limited Rep

RA 1

2018-01-16 – 2019-05-22

Ping An Securities (Hong Kong) Futures Company Limited Rep

RA 2

2017-09-04 – 2017-12-22

China Everbright Securities (HK) Limited Rep

RA 1

2017-09-04 – 2017-12-22

China Everbright Forex & Futures (HK) Limited Rep

RA 2

2017-04-11 – 2017-12-22

Everbright Securities Digital Finance (HK) Limited Rep

RA 1

2016-01-08 – 2017-12-22

Everbright Securities Investment Services (HK) Limited Rep

RA 1

2016-01-08 – 2017-12-22

CES Commodities (HK) Limited Rep

RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BGQ568