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WANG Shengnan

王盛男
CE BGL389Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WANG Shengnan (CE number BGL389) is an individual licensed by the Hong Kong SFC. First licensed on 2015-11-09. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerOrient Capital (Hong Kong) Limited
東方融資(香港)有限公司
Responsible OfficerOrient Securities (Hong Kong) Limited
東方證券(香港)有限公司

Licence Record (8)

2026-04-08 – present Current
Orient Securities (Hong Kong) Limited RO
RA 1
2026-04-08 – present Current
Orient Capital (Hong Kong) Limited RO
RA 6
2025-12-16 – 2026-04-08
Orient Securities (Hong Kong) Limited Rep
RA 1
2025-12-16 – 2026-04-08
Orient Capital (Hong Kong) Limited Rep
RA 6
2023-01-12 – 2025-08-12
CMBC International Capital Limited RO
RA 1
2021-04-12 – 2025-08-12
CMBC Securities Company Limited Rep
RA 1
2021-04-12 – 2025-08-12
CMBC International Capital Limited Rep
RA 1 RA 6
2015-11-09 – 2021-03-31
Shenwan Hongyuan Capital (H.K.) Limited Rep
RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BGL389