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LI Wen

李聞
CE BGL243Licensed IndividualSFO licence active
Official SFC record

LI Wen (CE number BGL243) is an individual licensed by the Hong Kong SFC. First licensed on 2015-10-30. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeChina Securities (International) Brokerage Company Limited
中信建投(國際)証券有限公司
RepresentativeChina Securities (International) Corporate Finance Company Limited
中信建投(國際)融資有限公司

Licence Record (7)

2025-11-04 – present Current
China Securities (International) Brokerage Company Limited Rep
RA 1 RA 4
2025-11-04 – present Current
China Securities (International) Corporate Finance Company Limited Rep
RA 1 RA 6
2021-05-05 – 2025-09-28
Huatai Financial Holdings (Hong Kong) Limited Rep
RA 1 RA 4 RA 6
2018-08-13 – 2021-04-16
BNP Paribas Securities (Asia) Limited Rep
RA 1
2017-12-15 – 2018-06-20
Everbright Securities Investment Services (HK) Limited Rep
RA 1 RA 4
2017-06-21 – 2018-06-20
China Everbright Securities (HK) Limited Rep
RA 1 RA 4 RA 6
2015-10-30 – 2017-03-09
DBS Asia Capital Limited Rep
RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BGL243