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YAO Hongyu

姚虹宇
CE BGF957Licensed IndividualSFO licence active
Official SFC record

YAO Hongyu (CE number BGF957) is an individual licensed by the Hong Kong SFC. First licensed on 2015-09-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeChina International Capital Corporation Hong Kong Futures Limited
中國國際金融香港期貨有限公司
RepresentativeChina International Capital Corporation Hong Kong Securities Limited
中國國際金融香港證券有限公司

Licence Record (5)

2021-07-23 – present Current
China International Capital Corporation Hong Kong Futures Limited Rep
RA 2
2021-07-15 – present Current
China International Capital Corporation Hong Kong Securities Limited Rep
RA 1 RA 4
2018-03-06 – 2021-06-23
CNCB (Hong Kong) Capital Limited Rep
RA 1 RA 4 RA 6
2016-10-28 – 2018-02-15
Yue Xiu Securities Company Limited Rep
RA 1 RA 4
2015-09-18 – 2016-09-24
Sheng Yuan Securities Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BGF957