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LU Qian

卢倩
CE BFM259Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LU Qian (CE number BFM259) is an individual licensed by the Hong Kong SFC. First licensed on 2015-06-09. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerCGS International Securities Hong Kong Limited
中國銀河證券香港有限公司
RepresentativeCGS International Securities Hong Kong Limited
中國銀河證券香港有限公司

Licence Record (5)

2026-06-24 – present Current
CGS International Securities Hong Kong Limited RO
RA 1
2025-03-06 – present Current
CGS International Securities Hong Kong Limited Rep
RA 1 RA 4
2023-12-22 – 2025-01-08
GF Securities (Hong Kong) Brokerage Limited Rep
RA 1 RA 4
2015-06-09 – 2022-12-06
Morgan Stanley Asia Limited Rep
RA 1
2015-06-09 – 2022-12-06
Morgan Stanley Hong Kong Securities Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BFM259