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TSANG Sui Cheung

曾瑞祥
CE BER410Licensed IndividualSFO licence active
Official SFC record

TSANG Sui Cheung (CE number BER410) is an individual licensed by the Hong Kong SFC. First licensed on 2014-12-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeAspenwood Capital Limited
嘉桓資本有限公司

Licence Record (4)

2023-10-03 – present Current
Aspenwood Capital Limited Rep
RA 4 RA 9
2019-09-26 – 2023-07-31
Guotai Junan Securities (Hong Kong) Limited Rep
RA 1 RA 4
2019-09-26 – 2023-07-31
Guotai Junan Futures (Hong Kong) Limited Rep
RA 2 RA 5
2014-12-18 – 2019-09-06
BOCI Securities Limited Rep
RA 1 RA 2 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BER410