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WU Charles Qian

吳謙
CE BEO731Licensed IndividualSFO licence active
Official SFC record

WU Charles Qian (CE number BEO731) is an individual licensed by the Hong Kong SFC. First licensed on 2015-01-05. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (3)

CapacityCompany / Institution
RepresentativeJPMorgan Asset Management (Asia Pacific) Limited
RepresentativeJPMorgan Asset Management Real Assets (Asia) Limited
摩根實物資產管理(亞洲)有限公司
RepresentativeJPMorgan Funds (Asia) Limited
摩根基金(亞洲)有限公司

Licence Record (6)

2026-01-02 – present Current
JPMorgan Asset Management Real Assets (Asia) Limited Rep
RA 1 RA 4
2026-01-02 – present Current
JPMorgan Funds (Asia) Limited Rep
RA 1 RA 4 RA 9
2026-01-02 – present Current
JPMorgan Asset Management (Asia Pacific) Limited Rep
RA 4 RA 9
2024-07-16 – 2025-11-03
Baring Asset Management (Asia) Limited Rep
RA 1 RA 4
2020-09-18 – 2024-01-30
Manulife Investment Management (Hong Kong) Limited Rep
RA 1 RA 4 RA 9
2015-01-05 – 2020-06-19
Morgan Stanley Asia Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BEO731