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CAO Weijian

曹偉健
CE BEN576Licensed IndividualSFO licence active
Official SFC record

CAO Weijian (CE number BEN576) is an individual licensed by the Hong Kong SFC. First licensed on 2014-11-24. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeABCI Capital Limited
農銀國際融資有限公司

Licence Record (4)

2023-08-29 – present Current
ABCI Capital Limited Rep
RA 1 RA 6
2022-03-15 – 2023-03-08
Guotai Junan Securities (Hong Kong) Limited Rep
RA 1
2022-03-15 – 2023-03-08
Guotai Junan Capital Limited Rep
RA 6
2014-11-24 – 2021-01-15
CCB International Capital Limited Rep
RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BEN576