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ZHU Yichen

朱懿琛
CE BEG155Licensed IndividualSFO licence active
Official SFC record

ZHU Yichen (CE number BEG155) is an individual licensed by the Hong Kong SFC. First licensed on 2014-10-06. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeSunshine Asset Management (HK) Limited
陽光資產管理(香港)有限公司

Licence Record (4)

2025-11-10 – present Current
Sunshine Asset Management (HK) Limited Rep
RA 4 RA 9
2018-03-08 – 2021-11-26
BOCHK Asset Management Limited Rep
RA 1 RA 4 RA 9
2015-04-15 – 2025-08-01
CITIC Securities Asset Management (HK) Limited Rep
RA 1 RA 4 RA 9
2014-10-06 – 2015-04-15
CITIC Securities Brokerage (HK) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BEG155