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IP Po Wun

葉保垣
CE BEC783Licensed IndividualSFO licence active
Official SFC record

IP Po Wun (CE number BEC783) is an individual licensed by the Hong Kong SFC. First licensed on 2014-09-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeAvanta Investment Management Limited
安永達投資管理有限公司

Licence Record (6)

2023-01-06 – present Current
Avanta Investment Management Limited Rep
RA 4 RA 9
2021-11-17 – 2022-12-31
Optima Capital Limited Rep
RA 1 RA 4 RA 6
2021-04-20 – 2021-04-21
Shenwan Hongyuan Capital (H.K.) Limited Rep
RA 1 RA 4 RA 6
2017-10-30 – 2021-02-20
China Everbright Capital Limited Rep
RA 1 RA 4 RA 6
2016-07-19 – 2017-10-10
Haitong International Capital Limited Rep
RA 6
2014-09-15 – 2016-06-26
Quam Capital Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BEC783