Optima Capital Limited is a Hong Kong SFC licensed corporation (CE number AAH672). First licensed on 2003-07-11. Its SFC licence is currently active. It is licensed for 2 regulated activities: Type 4 (Advising on securities), Type 6 (Corporate finance).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 4 | Advising on Securities | 就證券提供意見 | 2007-10-25 |
| RA 6 | Advising on Corporate Finance | 就機構融資提供意見 | 2003-07-11 |
| CE No. | Name | Chinese |
|---|---|---|
| AAJ064 | LEUNG Mei Han | 梁美嫻 |
| AGK780 | NG Ka Po | 吳家保 |
| CE No. | Name | Chinese |
|---|---|---|
| ANB383 | LO Chi Pang | 魯志鵬 |
| BHZ168 | YU Yiu Lun Christopher | 余曜燐 |
| BJB497 | LIN Min | 林敏 |
| BOB878 | LI Wing Yiu |