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LO Chi Pang

魯志鵬
CE ANB383Licensed IndividualSFO licence active
Official SFC record

LO Chi Pang (CE number ANB383) is an individual licensed by the Hong Kong SFC. First licensed on 2006-02-20. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 6 (Corporate finance).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeOptima Capital Limited
創越融資有限公司

Licence Record (8)

2014-05-12 – present Current
Optima Capital Limited Rep
RA 1 RA 6
2010-12-09 – 2014-05-01
VC Capital Limited Rep
RA 6
2008-12-19 – 2010-11-05
Celestial Capital Limited Rep
RA 6
2007-07-17 – 2011-11-11
Celestial Securities Limited Rep
RA 1
2007-07-17 – 2010-11-05
Celestial Commodities Limited Rep
RA 2
2006-04-21 – 2007-06-09
Cinda International Securities Limited Rep
RA 1
2006-04-21 – 2007-06-09
Cinda International Futures Limited Rep
RA 2
2006-02-20 – 2007-06-09
Cinda International Investment Management Limited Rep
RA 3

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANB383