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LIU Na

劉鈉
CE BEC575Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LIU Na (CE number BEC575) is an individual licensed by the Hong Kong SFC. First licensed on 2014-09-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerDragonstone Capital Management Limited
龍石資本管理有限公司
RepresentativeDragonstone Capital Management Limited
龍石資本管理有限公司

Licence Record (5)

2020-08-25 – present Current
Dragonstone Capital Management Limited RO
RA 1
2019-01-10 – 2020-05-15
Rockpool Capital Limited Rep
RA 1 RA 4 RA 9
2018-04-16 – 2018-12-31
Right Time Asset Management Company Limited RO
RA 4 RA 9
2017-07-27 – 2018-04-16
Right Time Asset Management Company Limited Rep
RA 4 RA 9
2014-09-03 – 2017-06-30
Huatai Financial Holdings (Hong Kong) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BEC575