Rockpool Capital Limited
摩石資本有限公司
CE BMI329Licensed Corporation
Rockpool Capital Limited is a Hong Kong SFC licensed corporation (CE number BMI329). First licensed on 2018-07-09. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).
Regulated Activities
| Type | English | Chinese | Effective |
|---|
| RA 1 | Dealing in Securities | 證券交易 | 2018-07-09 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2018-07-09 |
| RA 9 | Asset Management | 提供資產管理 | 2018-07-09 |
Responsible Officers (3)
| CE No. | Name | Chinese |
|---|
| ACC181 | CHAN Wing Kwong, Nicholas | 陳永江 |
| APJ685 | WONG Benjamin Malcolm | 黃務騰 |
| AWZ621 | KOO Maurice Win-chong | 顧永祥 |