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CHAN Soon Yene

陳順賢
CE AXH282Licensed IndividualSFO licence active
Official SFC record

CHAN Soon Yene (CE number AXH282) is an individual licensed by the Hong Kong SFC. First licensed on 2011-05-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeRockpool Capital Limited
摩石資本有限公司

Licence Record (2)

2024-11-08 – present Current
Rockpool Capital Limited Rep
RA 1 RA 4 RA 9
2011-05-18 – 2022-11-11
Credit Suisse (Hong Kong) Limited Rep
RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXH282