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IP Man Ka

葉文嘉
CE BKV989Licensed IndividualSFO licence active
Official SFC record

IP Man Ka (CE number BKV989) is an individual licensed by the Hong Kong SFC. First licensed on 2017-09-08. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeRockpool Capital Limited
摩石資本有限公司

Licence Record (3)

2025-06-26 – present Current
Rockpool Capital Limited Rep
RA 1 RA 4 RA 9
2022-09-20 – 2023-12-01
UBS Securities Asia Limited Rep
RA 4
2017-09-08 – 2022-08-18
CLSA Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BKV989