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XIAO Tianyang

肖天洋
CE BDV085Licensed IndividualSFO licence active
Official SFC record

XIAO Tianyang (CE number BDV085) is an individual licensed by the Hong Kong SFC. First licensed on 2014-07-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeTaiping Assets Management (HK) Company Limited
太平資產管理(香港)有限公司

Licence Record (4)

2017-07-24 – present Current
Taiping Assets Management (HK) Company Limited Rep
RA 4 RA 9
2015-02-04 – 2017-06-04
BOCOM International (Asia) Limited Rep
RA 1 RA 6
2014-09-10 – 2017-06-04
BOCOM International Securities Limited Rep
RA 1 RA 2 RA 4
2014-07-18 – 2015-01-29
BOCOM International Asset Management Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BDV085