Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

YU Jingjing

余晶晶
CE BDF565Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YU Jingjing (CE number BDF565) is an individual licensed by the Hong Kong SFC. First licensed on 2014-04-08. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerGuosen Securities (HK) Asset Management Company Limited
國信證券(香港)資產管理有限公司

Licence Record (3)

2023-04-27 – present Current
Guosen Securities (HK) Asset Management Company Limited RO
RA 1 RA 4 RA 9
2018-09-12 – 2023-04-27
Guosen Securities (HK) Asset Management Company Limited Rep
RA 1 RA 4 RA 9
2014-04-08 – 2018-08-17
Guosen Securities (HK) Brokerage Company, Limited Rep
RA 4 RA 5

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BDF565