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LAM Sin Yee

林茜儀
CE BDF471Licensed IndividualSFO licence active
Official SFC record

LAM Sin Yee (CE number BDF471) is an individual licensed by the Hong Kong SFC. First licensed on 2014-04-07. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeLegal & General Investment Management Asia Limited

Licence Record (5)

2025-01-02 – present Current
Legal & General Investment Management Asia Limited Rep
RA 1 RA 9
2024-01-11 – 2024-12-11
Morgan Stanley Asia Limited Rep
RA 1
2014-04-07 – 2016-03-08
HSBC Global Asset Management (Hong Kong) Limited Rep
RA 1 RA 4 RA 9
2014-04-07 – 2016-03-08
HSBC Investment Funds (Hong Kong) Limited Rep
RA 1
2014-04-07 – 2016-03-08
HSBC Global Asset Management Holdings (Bahamas) Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BDF471