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LO Cho Ying

盧礎瑩
CE BDF047Licensed IndividualSFO licence active
Official SFC record

LO Cho Ying (CE number BDF047) is an individual licensed by the Hong Kong SFC. First licensed on 2014-04-24. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeSBI Securities (Hong Kong) Limited
思佰益證券(香港)有限公司

Licence Record (6)

2022-06-17 – present Current
SBI Securities (Hong Kong) Limited Rep
RA 1 RA 4
2021-10-05 – 2022-05-31
I Win Asset Management Limited Rep
RA 4 RA 9
2021-08-03 – 2022-05-31
I Win Securities Limited Rep
RA 1
2021-02-02 – 2021-07-10
Tongfang Securities Limited Rep
RA 1
2018-06-26 – 2020-12-31
Mage Securities Limited Rep
RA 1
2014-04-24 – 2018-05-04
CIS Securities Asset Management Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BDF047